Orbit Insight provides comprehensive access to documents from key financial regulators across major global markets.

This ensures that users have the information they need to stay compliant and make informed decisions based on the latest regulatory developments.

Below is a short list of the primary financial regulators covered in the UK, EU, and US:

United Kingdom (UK)

Financial Conduct Authority (FCA)
Financial Conduct Authority (FCA)

The FCA regulates the conduct of financial firms to ensure markets work well for consumers, businesses, and the economy as a whole.

Prudential Regulation Authority
Prudential Regulation Authority (PRA)

Part of the Bank of England, the PRA supervises and regulates banks, insurance companies, and major investment firms to promote the safety and soundness of these institutions.

Bank of England
Bank of England (BoE)

The central bank of the UK, responsible for maintaining monetary stability and overseeing financial stability.

European Union (EU)

Bank of England
European Central Bank (ECB)

The ECB manages the euro and frames and implements EU economic and monetary policy.

European Securities and Markets Authority (ESMA)

ESMA enhances investor protection and promotes stable and orderly financial markets within the EU.

European Banking Authority (EBA)

The EBA ensures effective and consistent prudential regulation and supervision across the European banking sector.

European Insurance and Occupational Pensions Authority (EIOPA)
European Insurance and Occupational Pensions Authority (EIOPA)

EIOPA supports the stability of the financial system and the protection of policyholders, pension scheme members, and beneficiaries.

United States (US)

Securities and Exchange Commission
Securities and Exchange Commission (SEC)

The SEC enforces federal securities laws, proposes securities rules, and regulates the securities industry, the nation’s stock and options exchanges.

Financial Conduct Authority (FCA)
Federal Reserve Board (FRB)

The FRB oversees the US monetary system and regulates banks to ensure financial stability and consumer protection.

Commodity Futures Trading Commission
Commodity Futures Trading Commission (CFTC)

The CFTC regulates the US derivatives markets, including futures, options, and swaps.

Office of the Comptroller of the Currency
Office of the Comptroller of the Currency (OCC)

The OCC regulates and supervises all national banks and federal savings associations.

For more info on Regulatory Documents, get in touch with one of the team.